|
LIVEOFFICE INVITES INVESTMENT ADVISORS AND BROKER-DEALERS TO
ELECTRONIC RECORDKEEPING SEMINAR
NRS-Hosted, LiveOffice-Sponsored Seminar to Provide Comprehensive
Overview of
Recordkeeping Requirements for Email and Instant Messages
TORRANCE, Calif., May 31, 2005 — LiveOffice Corporation (www.liveoffice.com),
the
provider of the AdvisorMail (www.advisormail.net) product line*, will
sponsor a comprehensive
online seminar covering electronic recordkeeping requirements for email
and instant messages
(IMs) on Tuesday, June 7th. The desktop seminar is designed to help
investment advisors and
broker-dealers better understand the current regulatory requirements
for electronic records and
will feature a panel of industry experts from National Regulatory Services
(NRS).
This important web seminar will cover industry best practices for
electronic record retention and:
- Review the regulatory requirements for using electronic records
- Help investment advisors and broker-dealers understand the
different requirements for electronic media records
- Provide helpful tips on developing firm policies and practices for
electronic records
- Offer recommendations on systems, media and techniques for properly
maintaining
electronic records
In addition, LiveOffice’s Director of Business Development
Ann Davis will provide a
demonstration of the AdvisorMail system, including its new Attorney-Client
Privilege controls,
for all attendees.
Expert Panel
The desktop seminar will feature a panel of regulatory experts
from NRS, including:
- William Cavell, Director, Investment Adviser Consulting
- John Gentile, Director, Broker-Dealer Consulting
- John Gebauer, Executive Vice President/CIO
Desktop Seminar Registration
Chief Compliance Officers, IT Managers/Personnel, Internal Auditors,
Legal Counsel and
anyone working in the compliance area are encouraged to register for
the conference by visiting
http://www.nrs-inc.com/conf/desktop/conted.asp,
via fax at (860) 435-0162 or by calling NRS
directly at (860) 435-0200.
CPE Credits
Attendees can earn up to 2 CPE credit hours for participation
in the seminar.
###
About AdvisorMail
Currently in use at a range of financial services firms, from
large, enterprise-size independent
broker-dealers to investment advisory firms with a sole proprietor, AdvisorMail
enables
organizations of all sizes to electronically monitor, retain and archive
thousands of emails,
attachments and IMs in a secure location. Ensuring that firms meet all
SEC, NASD and NYSE
requirements, AdvisorMail, AdvisorMail Lite and AdvisorMail HF allow
for the fast retrieval of
these communications during audits, investigations or litigation. The
AdvisorMail suite is also
the only outsourced compliance product that can accommodate most existing
email addresses or
configurations, minimizing implementation disruptions to organizations’ daily
business activities
and operations.
For more information, please visit www.advisormail.net or call 800-251-3863.
About LiveOffice Corp.
LiveOffice Corporation helps businesses nationwide kick office
productivity into overdrive with its suite of Internet-based products.
From email and instant message compliance applications to web, audio
and video conferencing, LiveOffice makes it easy for organizations of
any size to affordably equip their employees with the tools they need
to communicate better and make quicker decisions. With LiveOffice’s
products, business professionals are just a password away from the most
powerful and cost effective web-based productivity solutions available
today.
Make Your Office a LiveOffice™ by calling 800-251-3863 or
visiting www.liveoffice.com
LiveOffice, LiveOffice Corp., IMConferencing and our logo are trademarks
of LiveOffice Corp. All other company names and products may be trademarks
of their respective companies.
|